Compliance Manager, Australia
HYLA Mobile
This job is no longer accepting applications
See open jobs at HYLA Mobile.See open jobs similar to "Compliance Manager, Australia" RRE.Legal
Victoria, Australia
Posted 6+ months ago
This position is responsible for ensuring the effective risk management and full compliance of Assurant’s regulated entities and maintaining a high level of both internal and external customer satisfaction.
In this role, you will be responsible for:
- Maintenance of core AFSL compliance governance arrangements including policies and procedures as part of the Compliance Framework
- Provide Compliance support to all stakeholders including compliance reviews of all customer facing documentation and compliance reviews of new business initiatives
- Responsibility for the entire compliance monitoring and supervision program for binder holders, authorised representatives, distributors, TPAs and resellers including management of audits and audit findings/follow ups
- Provide training to the business on compliance matters and monitor and report on licensing and regulatory developments in a timely manner, including management and implementation of required change initiatives
- Investigation and management of all issues, incidents and breach matters and facilitating control improvements
- Responsible for preparation of compliance reports for the key governance committees of the insurer and attend meetings
- Contribute to the completion of reports on behalf of the ANZ business to the US Compliance function and implement global change initiatives locally
- Working with the Regional Compliance Officer & Chief Risk Officer to coordinate, participate in and prepare responses to any regulatory reviews - including periodic audits by ASIC and APRA
- Maintain up to date knowledge of ASIC, APRA, ACCC and AFCA regulatory requirements in Australia and FMA and RBNZ regulatory requirements in New Zealand
- Responsible for managing the investigation of escalated complaints and disputes including the IDR and EDR levels
- Ensure currency of AFSL and other compliance obligations with Corporate and local polices and procedures
- Responsible for monitoring of compliance with Privacy legislation
- Responsible for reviewing compliance of third parties with outsourcing agreements, including TWG as it relates to VSC
- Implement controls and risk management efforts for Supply Chain, Asset Disposition, and other key vendor groups
- Engage with Corporate Compliance on the implementation of trade compliance controls for ANZ market
- Perform due diligence and ongoing oversight for vendors, buyers & aggregators and other third parties connected with the ANZ business
What you bring to the role
- Degree qualified in a business related discipline
- Minimum of 5 years Risk & Compliance Compliance Experience
- Minimum 3 years in Financial Services industry (preferably insurance)
- Supply Chain/ Export Compliance and Trade Compliance experience preferred
This job is no longer accepting applications
See open jobs at HYLA Mobile.See open jobs similar to "Compliance Manager, Australia" RRE.